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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Anil Chacko

Anil Chacko

ARK ALLIANCE FINANCIAL LLC
Missouri City, TX
Some features on this profile are disabled
CRD#: 4471643
Anil Chacko

Professional summary

Anil Chacko, CFP®, who also goes by Neil Chacko, is a registered financial advisor currently at ARK ALLIANCE FINANCIAL LLC located in Missouri City, Texas.

Anil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Anil has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Neil Chacko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Anil Chacko is an insurance producer since 2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anil Chacko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

October 8, 2020 - Present

ARK ALLIANCE FINANCIAL LLC

RIA
CRD#: 310539
Missouri City, TX
Past

September 5, 2019 - September 1, 2020

GOODMAN FINANCIAL CORPORATION

RIA
CRD#: 114637
HOUSTON, TX
Past

July 6, 2007 - August 7, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
HOUSTON, TX
Past

July 6, 2007 - August 7, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
HOUSTON, TX
Past

October 20, 2004 - June 28, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
ROSELLE, NJ
Past

October 20, 2004 - June 28, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
ROSELLE, NJ
Past

September 30, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
SUMMIT, NJ
Past

May 12, 2003 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

December 7, 2001 - June 5, 2002

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/8/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/29/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/21/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/6/2001
General Securities Representative Examination

Current Firm

AA
ARK ALLIANCE FINANCIAL LLC
ARK ALLIANCE FINANCIAL LLC

CRD#: 310539 / SEC#:

Texas
Registered Investment Advisory firm - (10/8/2020 Approved)
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Contact information

Main Address
Pearland, TX
Mailing Address
Phone number
(832) 626-0020
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts173
AUM (Assets Under Management)$ 64,512,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARK ALLIANCE FINANCIAL LLC

CRD#: 310539Missouri City, TX

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