Charles P. Farrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Phillip Farrington was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2008 - March 24, 2014
WEALTH MANAGEMENT NORTHWEST, INC.
January 22, 2008 - January 23, 2018
FARRBARR, LLC
October 14, 2002 - December 31, 2003
FARRBARR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
WEALTH MANAGEMENT NORTHWEST, INC.
CRD#: 115983 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 6,800,000 |
Red Flags
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