Nahid Noory

WARNER WEALTH

MADISON, CT 06443

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CRD#: 4471558

Professional summary

Nahid Noory is a registered financial advisor currently at WARNER WEALTH located in Madison, Connecticut and LPL FINANCIAL LLC located in Shelton, Connecticut.

Nahid is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nahid has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/2026 - Warner Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 2. 03/2026 - Warner Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 3. 03/25/2026 - Warner Wealth - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/17/2026 - 160 hours per month/ during trading - I provide administrative support to Warner Wealth, an independent investment advisor firm. I started this business activity in 03/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nahid Noory's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2026 - Present

WARNER WEALTH

Office #1: 869 Boston Post Road, Madison, CT 06443

RIA

CRD#: 334877

MADISON, CT

Current

March 24, 2026 - Present

LPL FINANCIAL LLC

Office #1: One Enterprise Drive Suite 105, Shelton, CT 06484

RIA

CRD#: 6413

SHELTON, CT

Past

November 26, 2025 - December 19, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MONROE, CT

Past

November 26, 2025 - December 19, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LEWES, DE

Past

October 23, 2014 - December 1, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

WESTPORT, CT

Past

October 11, 2011 - December 1, 2025

LPL FINANCIAL LLC

CRD#: 6413

WESTPORT, CT

Past

February 13, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

ORANGE, CT

Past

April 27, 2005 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

SHELTON, CT

Past

October 20, 2004 - March 30, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

November 14, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WARNER WEALTH

WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/24/2026)

IAR

Connecticut
(7/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/17/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

WARNER WEALTH

WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

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Contact information

Main Address

869 Boston Post Road, Madison, CT 06443

Mailing Address

Phone number

(203) 929-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,111
AUM (Assets Under Management)	$ 362,848,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nahid Noory

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nahid Noory's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

WEBSTER INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

WARNER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2014

Series 63

Date: 12/3/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2009

Series 6

Date: 11/13/2001

Series 26

Date: 12/17/2001

FINRA

Current Firm

WARNER WEALTH

Contact information

SEC notice filing (13 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

WARNER WEALTH

TRUST BUT VERIFY

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