Dave J. Keller
Professional summary
Dave James Keller is a registered financial professional currently at COUNTRY CAPITAL MANAGEMENT COMPANY located in Crystal Lake, Illinois.
Dave is registered as a RR (Registered Representative) and started their career in finance in 2002. Dave has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dave James Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2010 - Present
COUNTRY CAPITAL MANAGEMENT COMPANY
Office #1: 1095 Pingree Rd, Ste 203, Crystal Lake, IL 60014February 8, 2007 - January 12, 2010
NYLIFE SECURITIES LLC
July 16, 2004 - January 10, 2007
FORESTERS EQUITY SERVICES, INC.
January 27, 2004 - July 8, 2004
FIFTH THIRD SECURITIES, INC.
February 21, 2002 - February 24, 2003
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2010)
(6/13/2023)
(1/12/2010)
Exams
FINRA
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
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Company Information
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060Crystal Lake, IL 60014TRUST BUT VERIFY
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