AJ
Alecia Jesse
FIDELITY BROKERAGE SERVICES
SMITHFIELD, RI 02917
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CRD#: 4471508
AJ
Alecia JesseFIDELITY BROKERAGE SERVICES
Professional summary
Alecia Jesse, who also goes by Alecia Michele Funk, Alecia Michele Jesse, Alecia Jesse, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Alecia is registered as a RR (Registered Representative) and started their career in finance in 2002. Alecia has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Aliases
Alecia Michele Funk | Alecia Michele Jesse | Alecia Jesse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alecia Jesse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
SMITHFIELD, RI
Past
March 31, 2025 - August 3, 2026
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SEMINOLE, FL
Past
July 11, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SEMINOLE, FL
Past
October 12, 2010 - October 14, 2021
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
Seminole, FL
Past
January 15, 2008 - October 14, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Past
January 3, 2007 - August 13, 2007
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
ST. PETERSBURG, FL
Past
April 20, 2006 - July 5, 2006
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
Past
February 20, 2002 - November 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2022)
RR
Alaska(7/8/2022)
RR
Arizona(7/8/2022)
RR
Arkansas(7/8/2022)
RR
California(7/8/2022)
RR
Colorado(7/8/2022)
RR
Connecticut(7/8/2022)
RR
Delaware(7/8/2022)
RR
District of Columbia(7/8/2022)
RR
Florida(7/8/2022)
RR
Georgia(7/8/2022)
RR
Hawaii(7/8/2022)
RR
Idaho(7/8/2022)
RR
Illinois(7/8/2022)
RR
Indiana(7/8/2022)
RR
Iowa(7/8/2022)
RR
Kansas(7/8/2022)
RR
Kentucky(7/8/2022)
RR
Louisiana(7/8/2022)
RR
Maine(7/8/2022)
RR
Maryland(7/8/2022)
RR
Massachusetts(7/8/2022)
RR
Michigan(7/8/2022)
RR
Minnesota(7/8/2022)
RR
Mississippi(7/8/2022)
RR
Missouri(7/8/2022)
RR
Montana(7/8/2022)
RR
Nebraska(7/8/2022)
RR
Nevada(7/8/2022)
RR
New Hampshire(7/8/2022)
RR
New Jersey(7/8/2022)
RR
New Mexico(7/8/2022)
RR
New York(7/8/2022)
RR
North Carolina(7/8/2022)
RR
North Dakota(7/8/2022)
RR
Ohio(7/11/2022)
RR
Oklahoma(7/8/2022)
RR
Oregon(7/8/2022)
RR
Pennsylvania(7/8/2022)
RR
Puerto Rico(7/8/2022)
RR
Rhode Island(7/8/2022)
RR
South Carolina(7/8/2022)
RR
South Dakota(7/8/2022)
RR
Tennessee(7/8/2022)
RR
Texas(7/8/2022)
RR
Utah(7/8/2022)
RR
Vermont(7/8/2022)
RR
Virgin Islands(7/8/2022)
RR
Virginia(7/8/2022)
RR
Washington(7/8/2022)
RR
West Virginia(7/8/2022)
RR
Wisconsin(7/8/2022)
RR
Wyoming(7/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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