Steven T. Lord

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CRD#: 4471460

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven T Lord was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2013. Steven had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 5, 2013 - September 23, 2013

FM PARTNERS HOLDINGS LLC

CRD#: 134736

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

FM PARTNERS HOLDINGS LLC

FM PARTNERS HOLDINGS LLC | LAZARD CAPITAL MARKETS LLC

CRD#: 134736 / SEC#: , 8-66861

Terminated by SEC on 06/04/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 01/31/2005

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
LMDC HOLDINGS LLC	MANAGING MEMBER
ROSENBERG, WILLIAM BRUCE	CEO, CFO, COO, CCO	1722850

Disclosures

Regulatory Event

Red Flags

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