Gary F. Klaric

JT STRATFORD

Gainesville, GA 30501

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CRD#: 4471408

Professional summary

Gary Frank Klaric, AIF® is a registered financial advisor currently at JT STRATFORD, LLC located in Gainesville, Georgia.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gary has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Integrated Financial Advisory, Inc; not investment related;4831 Miller Hill Road, Buford, GA 30518;fixed and life insurance-appointment w/multiple carriers;owner-agent;11/2002;20 hrs/month;1 hr during trading; sales and service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Frank Klaric's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 10, 2019 - Present

JT STRATFORD, LLC

Office #1: 311 Green Street Suite 100, Gainesville, GA 30501

RIA

CRD#: 155629

Gainesville, GA

Past

April 9, 2019 - August 17, 2021

TRIAD ADVISORS LLC

CRD#: 25803

GAINESVILLE, GA

Past

December 17, 2014 - April 16, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

ATLANTA, GA

Past

December 17, 2014 - April 16, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

ATLANTA, GA

Past

August 9, 2011 - January 8, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CANTON, GA

Past

August 9, 2011 - January 8, 2015

LPL FINANCIAL LLC

CRD#: 6413

CANTON, GA

Past

November 12, 2009 - August 9, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CANTON, GA

Past

November 11, 2009 - August 9, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

CANTON, GA

Past

October 14, 2005 - November 12, 2009

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

JASPER, GA

Past

September 8, 2005 - November 12, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

JASPER, GA

Past

June 18, 2004 - October 6, 2005

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

ATLANTA, GA

Past

May 18, 2004 - August 31, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

March 12, 2003 - May 20, 2004

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

NORCROSS, GA

Past

November 20, 2001 - December 17, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

November 20, 2001 - May 20, 2004

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JT STRATFORD, LLC

ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC

CRD#: 155629 / SEC#: 801-101474

RIA

Registered Investment Advisory firm - (7/22/2015 Approved)

Florida

Registered Investment Advisory firm - (9/8/2015 Terminated)

Georgia

Registered Investment Advisory firm - (9/15/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (9/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/11/2019)

IAR

North Carolina
(4/10/2019)

IAR

Texas
(1/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JT STRATFORD, LLC

ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC

CRD#: 155629 / SEC#: 801-101474

RIA

Registered Investment Advisory firm - (7/22/2015 Approved)

Florida

Registered Investment Advisory firm - (9/8/2015 Terminated)

Georgia

Registered Investment Advisory firm - (9/15/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (9/8/2015 Terminated)

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Contact information

Main Address

311 Green Street Suite 100, Gainesville, GA 30501

Mailing Address

P.o. Box 5966, Gainesville, GA 30504

Phone number

(770) 534-6046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JT STRATFORD 2025 ANNUAL AMENDED FORM ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	2,552
AUM (Assets Under Management)	$ 814,917,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary F. Klaric

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Frank Klaric's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

ONEAMERICA SECURITIES, INC.

Primary Firm SEC Registration

JT STRATFORD, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2002

Series 63

Date: 10/28/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2004

Series 6

Date: 11/19/2001

Current Firm

JT STRATFORD, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JT STRATFORD, LLC

TRUST BUT VERIFY

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