Carl W. Timpson,jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl William Timpson,jr, who also goes by Bill Timpson, Billy Timpson, Carl William Timpson Jr, Carl William Timpson, was a registered financial advisor .
Carl is a previously registered financial advisor and started their career in finance in 1962. Carl had worked at 9 firms and has passed the Series 63, PC, Series 41, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2004 - April 18, 2012
TIMPSON INVESTMENTS, INC.
January 20, 1992 - January 22, 2001
LPL FINANCIAL LLC
January 14, 1982 - May 24, 1985
STILLMAN, MAYNARD & CO.
October 5, 1981 - January 23, 1992
ADVEST, INC.
February 11, 1980 - November 22, 1982
WHITNEY GOADBY, INC.
March 10, 1978 - May 4, 1983
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
February 14, 1977 - February 24, 1978
PERSHING & CO. INC.
October 26, 1962 - February 14, 1977
PERSHING & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/23/1981
AMEX Put and Call ExamSeries 41
Date: 1/1/1981
NYSE Allied Member ExaminationSeries 1
Date: 10/26/1962
Registered Representative ExaminationCurrent Firm
TIMPSON INVESTMENTS, INC.
CRD#: 109337 / SEC#: 801-57168
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
