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Susan Michelle Jann

Susan M. Jann

GOELZER INVESTMENT MANAGEMENT
CARMEL, IN 46032
CRD#: 4470838
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Susan Michelle Jann
Susan Michelle JannGOELZER INVESTMENT MANAGEMENT

Professional summary

Susan Michelle Jann, CFP®, CPWA®, who also goes by Michelle Jann, is a registered financial advisor currently at GOELZER INVESTMENT MANAGEMENT located in Carmel, Indiana.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Susan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Michelle Jann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Michelle Jann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

CPWA®

Certified Private Wealth Advisor

Start date: 2019-12-16

Expire date: 2023-11-30

Experience

Current

May 20, 2016 - Present

GOELZER INVESTMENT MANAGEMENT

Office #1: 10 East Main Street Suite 110, Carmel, IN 46032
RIA
CRD#: 44402
CARMEL, IN
Past

August 9, 2012 - May 13, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
INDIANAPOLIS, IN
Past

August 9, 2012 - May 13, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
INDIANAPOLIS, IN
Past

June 26, 2006 - August 2, 2012

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
INDIANAPOLIS, IN
Past

November 20, 2001 - August 2, 2012

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GOELZER INVESTMENT MANAGEMENT
GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT

CRD#: 44402 / SEC#: 801-55588, 8-50682

RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)
BD
Terminated by SEC on 08/22/2015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/7/2016)
IAR
Colorado
(10/15/2024)
IAR
Delaware
(8/11/2016)
IAR
Florida
(2/17/2025)
IAR
Georgia
(7/27/2016)
IAR
Indiana
(5/20/2016)
IAR
Nebraska
(8/11/2016)
IAR
Ohio
(6/7/2016)
IAR
Texas
(6/7/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/4/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/28/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/19/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GI
GOELZER INVESTMENT MANAGEMENT
GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT

CRD#: 44402 / SEC#: 801-55588, 8-50682

RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)
BD
Terminated by SEC on 08/22/2015
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Contact information

Main Address
10 East Main Street Suite 110, Carmel, IN 46032
Mailing Address
Phone number
(317) 264-2600
Established
Indiana since 10/16/1997
Firm type
Corporation
Fiscal year end
December
# of Employees
35

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV2A UPDATE 08152025 (8/15/2025)

Direct owners and executive officers

NamePositionCRD#
FREIHOFER, LISA GOELZEROWNER
GOELZER, GREGORY WILLIAMVICE CHAIRMAN AND CEO1040238
GOELZER, SANDRA KAYOWNER
JOAN B GOELZER CREDIT SHELTER TR U/A DTD 1-17-1991OWNER
MCKAMEY, BRETT DEANPRESIDENT AND COO1706545
CONCANNON, JAMES ANDREWOWNER1722214
GOELZER EMPLOYEE STOCK OWNERSHIP PLANOWNER
SMITH, NEAL ANDREWOWNER2168145
BUSH, JEFFREY ADAMCHIEF COMPLIANCE OFFICER6157908
RYNERSON, DEBRA ANNFINANCIAL OPERATIONS PRINCIPAL1741218

Regulatory assets under management

Total Number of Accounts877
AUM (Assets Under Management)$ 3,846,550,007

Disclosures

Regulatory Event1
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOELZER INVESTMENT MANAGEMENT

CRD#: 44402Carmel, IN 46032

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