Philip A. Chauche

CHAUCHE & ASSOCIATES

Germantown, MD

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CRD#: 4470748

Professional summary

Philip Alexis Chauche, CFP® is a registered financial advisor currently at CHAUCHE & ASSOCIATES LLC located in Germantown, Maryland.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Philip has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Alexis Chauche's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 12, 2012 - Present

CHAUCHE & ASSOCIATES LLC

RIA

CRD#: 128239

Germantown, MD

Past

October 30, 2003 - December 31, 2008

CHAUCHE & ASSOCIATES LLC

RIA

CRD#: 128239

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/12/2012)

IAR

Texas
(6/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CHAUCHE & ASSOCIATES LLC

CRD#: 128239 / SEC#:

Colorado

Registered Investment Advisory firm - (5/21/2012 Terminated)

Maryland

Registered Investment Advisory firm - (1/19/2012 Approved)

Texas

Registered Investment Advisory firm - (5/29/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Germantown, MD

Mailing Address

Phone number

(240) 912-6871

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 9,347,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip A. Chauche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Alexis Chauche's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAUCHE & ASSOCIATES LLC

CHAUCHE & ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Current Firm

CHAUCHE & ASSOCIATES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHAUCHE & ASSOCIATES LLC

TRUST BUT VERIFY

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