Mark William Thatcher
Professional Summary
Mark William Thatcher, who also goes by Mark W Thatcher, Mark W. Thatcher, is a registered financial advisor currently at KEYSTONE PRIVATE WEALTH located in Palm Desert, California and HOAINVEST LLC located in Palm Desert, California. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark W Thatcher, Mark W. Thatcher
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Current Firm
CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH
Contact Information
Main Address
73575 El Paseo Suite 2300, Palm Desert, CA 92260Phone Number
(760) 818-7020# of Employees
11SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,542AUM (Assets Under Management)
$860,654,038Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH
State Registrations and Notice Filings
(4/20/2021)
(6/4/2021)
(6/7/2021)
(7/18/2019)
(4/21/2021)
(4/28/2021)
(5/21/2021)
(4/23/2021)
(4/22/2021)
(6/3/2021)
(8/2/2021)
(5/3/2021)
(5/5/2021)
(5/13/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
CRS (Client Relationship Summary) - RIA
Click below to view Mark William Thatcher's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
ATX PORTFOLIO ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
COUNTRY CAPITAL MANAGEMENT COMPANY
