Jay W. Cohen

MONTEREY WEALTH

Atlanta, GA 30338

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CRD#: 4470591

Professional summary

Jay William Cohen, CFP® is a registered financial advisor currently at MONTEREY WEALTH located in Atlanta, Georgia.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jay has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/13/2005 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - DESIGN AND IMPLEMENTATION OF EMPLOYEE BENEFITS, GROUP LIFE, DISABILITY AND RETIREMENT PLANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay William Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 19, 2020 - Present

MONTEREY WEALTH

Office #1: 200 Ashford Center North Suite 310, Atlanta, GA 30338

RIA

CRD#: 172577

Atlanta, GA

Past

October 6, 2005 - May 18, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

September 30, 2005 - May 18, 2020

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

July 27, 2004 - December 31, 2005

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

ATLANTA , GA

Past

May 24, 2004 - October 12, 2005

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 17, 2003 - March 19, 2004

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

TAMPA, FL

Past

December 19, 2001 - March 19, 2004

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

October 31, 2001 - December 31, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTEREY WEALTH

MONTEREY FINANCIAL PARTNERS, INC. | MONTEREY WEALTH PARTNERS LLC | MONTEREY WEALTH

CRD#: 172577 / SEC#: 801-118647

RIA

Registered Investment Advisory firm - (5/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/27/2005

General Securities Principal Examination

Current Firm

MONTEREY WEALTH

MONTEREY FINANCIAL PARTNERS, INC. | MONTEREY WEALTH PARTNERS LLC | MONTEREY WEALTH

CRD#: 172577 / SEC#: 801-118647

RIA

Registered Investment Advisory firm - (5/1/2020 Approved)

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Contact information

Main Address

200 Ashford Center North Suite 310, Atlanta, GA 30338

Mailing Address

Phone number

(404) 201-2284

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFP FORM ADV PART 2A (2/17/2025)

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 237,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay W. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay William Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

MUTUAL SERVICE CORPORATION

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

MONTEREY WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2004

Series 63

Date: 10/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2004

Series 6

Date: 10/30/2001

Series 24

Date: 12/27/2005

Current Firm

MONTEREY WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONTEREY WEALTH

TRUST BUT VERIFY

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