Michael J. Hale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jackson Hale, who also goes by Micheal Jackson Hale, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2018 - December 23, 2019
PEAK FINANCIAL PLANNING, LLC
January 6, 2012 - August 30, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - August 30, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 11, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
August 27, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
July 11, 2005 - July 25, 2007
WORLD EQUITY GROUP, INC.
March 5, 2003 - July 25, 2007
WORLD EQUITY GROUP, INC.
April 12, 2002 - September 11, 2002
WORLD GROUP SECURITIES, INC.
January 23, 2002 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEAK FINANCIAL PLANNING, LLC
CRD#: 288338 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
