Nicholas Kolitsidas
Professional summary
Nicholas Kolitsidas is a registered financial advisor currently at GOOD LIFE ADVISORS, LLC located in Hartford, Connecticut and OSAIC WEALTH, INC. located in Hartford, Connecticut.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nicholas has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Kolitsidas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Kolitsidas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2016 - Present
GOOD LIFE ADVISORS, LLC
Office #1: 423 Main Street Unit 105, Hartford, CT 06103July 10, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 432 Main Street Unit 105, Hartford, CT 06103June 9, 2016 - Present
LPL FINANCIAL LLC
Office #1: 423 Main Street, Ste. 105, Hartford, CT 06103Office #2: 423 Main Street, Ste. 105, Hartford, CT 06103July 10, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 432 Main Street Unit 105, Hartford, CT 06103February 5, 2015 - December 31, 2015
ETHOS CAPITAL MANAGEMENT, LLC
July 2, 2012 - June 15, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
August 3, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
April 13, 2010 - July 28, 2011
LUCIA CAPITAL GROUP
November 9, 2007 - June 14, 2016
FIRST ALLIED SECURITIES, INC.
August 23, 2007 - November 11, 2010
RAYMOND J. LUCIA COMPANIES, INC.
July 11, 2007 - August 28, 2007
SECURITIES AMERICA ADVISORS, INC.
July 11, 2007 - November 13, 2007
SECURITIES AMERICA, INC.
September 9, 2003 - July 11, 2007
BROOKSTREET SECURITIES CORPORATION
December 10, 2002 - July 11, 2007
BROOKSTREET SECURITIES CORPORATION
December 6, 2001 - September 25, 2002
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2016)
(6/9/2016)
(6/13/2016)
(6/15/2016)
(6/9/2016)
(1/5/2024)
(1/11/2022)
(6/9/2016)
(6/9/2016)
(6/9/2016)
(6/9/2016)
(6/9/2016)
(6/9/2016)
(7/13/2023)
(2/4/2021)
(1/8/2021)
(7/10/2026)
(6/9/2016)
(6/9/2016)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Hartford, CT 06103TRUST BUT VERIFY
Monitor Nicholas Kolitsidas
Get automatic monthly alerts on: