Elisha S. Torrance

SCHWAB WEALTH ADVISORY

Irvine, CA 92614

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CRD#: 4470038

Professional summary

Elisha Swift Torrance, who also goes by Elisha S Torrance, Elisha Swift Torrance, Elisha Torrance, E Swift Torrance, Skip Torrance, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Irvine, California and CHARLES SCHWAB & CO., INC. located in Irvine, California.

Elisha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Elisha has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elisha S Torrance | Elisha Swift Torrance | Elisha Torrance | E Swift Torrance | Skip Torrance

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisha Swift Torrance's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2 Park Plaza Suite 450, Irvine, CA 92614

RIA

CRD#: 159035

Irvine, CA

Current

October 3, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2 Park Plaza Suite 200, Irvine, CA 92614

RIA

CRD#: 5393

Irvine, CA

Past

October 30, 2024 - July 6, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Irvine, CA

Past

August 28, 2024 - July 6, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Irvine, CA

Past

March 1, 2023 - October 18, 2023

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

NEWPORT BEACH, CA

Past

July 23, 2019 - April 16, 2021

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

Newport Beach, CA

Past

April 6, 2016 - April 2, 2018

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

IRVINE, CA

Past

November 22, 2010 - April 20, 2016

MORGAN STANLEY

RIA

CRD#: 149777

LA JOLLA, CA

Past

September 21, 2010 - April 20, 2016

MORGAN STANLEY

CRD#: 149777

LA JOLLA, CA

Past

January 31, 2003 - April 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN DIEGO, CA

Past

March 5, 2002 - April 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/3/2025)

IAR

California
(10/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2010

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elisha S. Torrance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisha Swift Torrance's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CETERA INVESTMENT SERVICES LLC

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CITY NATIONAL SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2024

Series 63

Date: 10/9/2010

Series 7TO

Date: 12/16/2022

SIE

Date: 4/2/2018

Series 7

Date: 9/20/2010

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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