John F. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John F Martin, who also goes by John Fairlie Martin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 9 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 17, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2024 - June 13, 2025
LIQUIDNET, INC.
June 30, 2023 - June 13, 2025
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 27, 2018 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
February 19, 2016 - February 8, 2018
RAYMOND JAMES & ASSOCIATES, INC.
January 2, 2015 - June 26, 2015
SG AMERICAS SECURITIES, LLC
April 1, 2011 - January 2, 2015
NEWEDGE USA, LLC
January 4, 2010 - March 31, 2011
TICONDEROGA SECURITIES LLC
January 23, 2006 - January 11, 2010
NEWEDGE USA, LLC
October 6, 2003 - January 12, 2006
CANTOR FITZGERALD & CO.
March 18, 2003 - September 3, 2003
LOUIS CAPITAL MARKETS, LLC
June 4, 2002 - February 26, 2003
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/18/2007
Limited Representative-Equity Trader ExamSeries 17
Date: 2/4/2002
Limited Registered Representative ExaminationCurrent Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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