Christie A. Trimmer
Professional summary
Christie Anne Trimmer, who also goes by Christie Anne Morse, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Christie is registered as a RR (Registered Representative) and started their career in finance in 2002. Christie has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christie Anne Trimmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2009 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017Office #2: 505 Fifth Avenue 10th Floor, New York, NY 10017Office #3: 31 Lansdale Avenue, San Anselmo, CA 94930July 19, 2007 - May 15, 2009
BANC OF AMERICA SECURITIES LLC
March 9, 2004 - August 4, 2004
J.P. MORGAN SECURITIES INC.
August 26, 2002 - September 4, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2015)
(7/22/2015)
(5/26/2009)
(5/26/2009)
(7/22/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/18/2009
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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