Frank Winbourne Smith Jr.
Professional Summary
Frank Winbourne Smith JR., who also goes by Frank Winborne Smith Mr., Frank Winbourne Smith, is a registered financial advisor currently at SMITH SHELLNUT WILSON located in Ridgeland, Mississippi. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Frank has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Winborne Smith Mr., Frank Winbourne Smith
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Years of Experience
20 years in the financial services industry
Current & Past Employments
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Current Firm
SMITH SHELLNUT WILSON | SMITH SHELLNUT WILSON LLC
Contact Information
Main Address
661 Sunnybrook Road Suite 130, Ridgeland, MS 39157Phone Number
(601) 605-1776# of Employees
16SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
880AUM (Assets Under Management)
$6,924,984,046Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2026 | Cover Page | Report |
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
SMITH SHELLNUT WILSON | SMITH SHELLNUT WILSON LLC
State Registrations and Notice Filings
(10/31/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Winbourne Smith JR.'s CRS (Customer Relationship Summary).
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
