David E. Robbins
Professional summary
David Elliot Robbins is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 2 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Elliot Robbins's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2010 - Present
COMPASS SECURITIES CORPORATION
Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734December 21, 2001 - July 15, 2003
LEND LEASE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(1/2/2013)
(1/8/2018)
(1/7/2011)
(1/2/2014)
(1/8/2016)
(4/29/2010)
(1/2/2013)
(1/2/2014)
(1/8/2018)
(2/6/2018)
(1/7/2011)
(4/29/2010)
(1/11/2016)
(1/2/2013)
(1/8/2018)
(1/2/2014)
(1/8/2018)
(1/8/2016)
(1/2/2014)
(1/6/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Braintree, MA 02184-8734TRUST BUT VERIFY
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