Scottie B. Chitwood
Professional summary
Scottie Brent Chitwood was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scottie is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Scottie had worked at 3 firms, which includes WESTMINSTER FINANCIAL ADVISORY CORP, WESTMINSTER FINANCIAL SECURITIES INC., EDWARD JONES.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2011 - July 9, 2013
WESTMINSTER FINANCIAL ADVISORY CORP
April 14, 2011 - March 28, 2013
WESTMINSTER FINANCIAL SECURITIES, INC.
January 22, 2007 - May 2, 2011
EDWARD JONES
January 1, 2002 - May 2, 2011
EDWARD JONES
Primary Firm SEC Registration
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/11/2025 | ||
| 11/14/2024 | ||
| 02/26/2024 |
Red Flags
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