Daniel Robert Catone | Financial Professional | Powell, Wyoming | GOLDEN STATE WEALTH MANAGEMENT, LLC

Professional summary

Daniel Robert Catone is a registered financial advisor currently at GOLDEN STATE WEALTH MANAGEMENT, LLC located in Powell, Wyoming and REDWOOD INVESTMENT GROUP, INC located in Fort Bragg, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Daniel has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

What are your service offerings?

Philanthropic services

Financial planning

Trust & estate planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

1M

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Catone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2013 - Present

GOLDEN STATE WEALTH MANAGEMENT, LLC

Office #1: 254 E 2nd Street Suite 2, Powell, WY 82435

RIA

CRD#: 167995

POWELL, WY

Current

September 26, 2013 - Present

REDWOOD INVESTMENT GROUP, INC

Office #1: 319 N Main Street, Fort Bragg, CA 95437Office #2: 254 E. 2nd Street, Powell, WY 82435

RIA

CRD#: 168017

Fort Bragg, CA

Current

March 25, 2022 - Present

ASCENTIS ASSET MANAGEMENT, LLC

Office #1: 319 North Main Street, Fort Bragg, CA 95437

RIA

CRD#: 318126

FORT BRAGG, CA

Current

September 15, 2022 - Present

GOLDEN STATE EQUITY PARTNERS, LLC

Office #1: 5001 Spring Valley Road Suite 810w, Dallas, TX 75244

RIA

CRD#: 322879

DALLAS, TX

Current

April 8, 2024 - Present

ARIMATHEA

Office #1: 254 East 2nd Street, Powell, WY 82435

RIA

CRD#: 330140

Powell, WY

Past

July 10, 2020 - March 14, 2022

GOLDEN STATE ASSET MANAGEMENT

RIA

CRD#: 299649

SANTA ANA, CA

Past

July 26, 2016 - December 23, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT BRAGG, CA

Past

February 28, 2012 - October 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT BRAGG, CA

Past

February 27, 2012 - December 23, 2024

LPL FINANCIAL LLC

BD

CRD#: 6413

FORT BRAGG, CA

Past

June 17, 2009 - February 29, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FORT BRAGG, CA

Past

June 1, 2009 - February 29, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD

CRD#: 6694

FORT BRAGG, CA

Past

March 20, 2006 - June 2, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

FORT BRAGG, CA

Past

June 13, 2005 - June 2, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD

CRD#: 11025

FORT BRAGG, CA

Past

January 1, 2002 - June 14, 2005

EDWARD JONES

BD

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GOLDEN STATE WEALTH MANAGEMENT, LLC

CRD#: 167995 / SEC#: 801-107445

RIA

Registered Investment Advisory firm - (3/21/2016 Approved)

California

Registered Investment Advisory firm - (4/28/2016 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/7/2013)

IAR

Texas
(12/6/2021)

IAR

Texas
(2/26/2024)

IAR

Wyoming
(9/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 3/17/2006

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 12/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 12/26/2001

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 9

Date: 8/3/2011

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

RR

Series 10

Date: 5/19/2011

General Securities Sales Supervisor - General Module Examination

Current Firm

GS

GOLDEN STATE WEALTH MANAGEMENT, LLC

CRD#: 167995 / SEC#: 801-107445

RIA

Registered Investment Advisory firm - (3/21/2016 Approved)

California

Registered Investment Advisory firm - (4/28/2016 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

254 E 2nd Street Suite 2, Powell, WY 82435

Mailing Address

Phone number

(866) 273-1563

Established

Firm type

Fiscal year end

# of Employees

47

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GSWM 2A FIRM BROCHURE (5/12/2025)

GOLDEN STATE WEALTH MANAGEMENT WRAP FEE PROGRAM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,434
AUM (Assets Under Management)	$ 1,835,285,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Catone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Catone's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD INVESTMENT GROUP, INC

ASCENTIS ASSET MANAGEMENT, LLC

GOLDEN STATE EQUITY PARTNERS, LLC

ARIMATHEA

GOLDEN STATE ASSET MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

EDWARD JONES

Primary Firm SEC Registration

GOLDEN STATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2006

Series 63

Date: 12/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/26/2001

Series 9

Date: 8/3/2011

Series 10

Date: 5/19/2011

Current Firm

GOLDEN STATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDEN STATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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