Frank C. Weightman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank C Weightman was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2001. Frank had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - October 14, 2019
LION STREET ADVISORS, LLC
July 27, 2018 - October 14, 2019
LION STREET FINANCIAL, LLC
October 10, 2016 - March 26, 2021
CSENGE ADVISORY GROUP, LLC
February 9, 2012 - July 31, 2018
FSC SECURITIES CORPORATION
November 17, 2011 - June 14, 2012
PRIVATE CLIENT LLC
November 16, 2011 - July 31, 2018
FSC SECURITIES CORPORATION
November 19, 2009 - November 18, 2011
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
April 22, 2009 - November 15, 2011
SECURITIES SERVICE NETWORK, LLC
January 7, 2008 - November 18, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
October 31, 2005 - April 27, 2009
OSAIC SERVICES, INC.
December 14, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 9, 2004 - November 18, 2004
SAXONY CAPITAL MANAGEMENT, LLC
April 30, 2004 - November 18, 2004
SAXONY SECURITIES, INC.
June 27, 2003 - May 4, 2004
SYNDICATED CAPITAL, INC.
November 12, 2001 - March 10, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 12, 2001 - March 10, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
