Kraig N. Strom
SECURA FINANCIAL
Orange, CA 92868-2944
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CRD#: 4469194
Professional summary
Kraig Noel Strom, CFP®, ChFC®, who also goes by Strom Noel Kraig, is a registered financial advisor currently at SECURA FINANCIAL located in Orange, California and ARKADIOS CAPITAL located in Orange, California.
Kraig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kraig has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Strom Noel Kraig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) START DATE 01/1995 I DEVOTE 20 HRS/MO (NONE DURING TRADING) AS INSURANCE AGENT; THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE FIXED INSURANCE SALES; BUSINESS LOCATION IS THE SAME AS BRANCH. (2) START DATE 12/2016 I DEVOTE 20 HRS/MO (ALL DURING TRADING) AS REGISTERED INVESTMENT ADVISOR FOR SECURA WEALTH MANAGEMENT; THIS IS AN INVESTMENT RELATED ACTIVITY. BUSINESS LOCATION IS THE SAME AS BRANCH. (3) START DATE 01/2018 I DEVOTE 20 HRS/MO (NONE DURING TRADING) AS DIRECTOR OF THE BOARD FOR PORCHE CLUB OF AMERICA; THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES ARE RELATED TO CAR CLUB ACTIVITIES. BUSINESS LOCATION SAME AS RESIDENCE. (4) START DATE 01/2018 I DEVOTE 60 HRS/MO (NONE DURING TRADING) AS PARALEGAL FOR BARTH CALDERON LLP. THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES ARE TO PROVIDE SUPPORT FOR ESTATE PLANNING. BUSINESS ADDRESS IS THE SAME AS BRANCH. (5) START DATE 01/2015 I DEVOTE 30 HRS/MO (NONE DURING TRADING) AS PRESIDENT OF CALIFORNIA HIGHLINES/CHL MOTORS INC. THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE BUYING & SELLING CARS. BUSINESS LOCATION IS THE SAME AS RESIDENTIAL. (6) START DATE 09/2016 I DEVOTE 10 HRS/MO (NONE DURING TRADING) AS FOUNDER OF CARS & COFFEE CORONA. THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE ORGANIZING CAR SHOWS. BUSINESS LOCATION IS THE SAME AS RESIDENTIAL. (7) ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO; (8) Kraig Strom Podcast & Youtube Channel, Is Not Investment Related, 3941 Rocky View Drive, Norco, CA, 92860, United States, Podcast & Youtube content creation, Host, 9/23/2025, 20 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Content is general and non-securities related.
CRS (Client Relationship Summary) - RIA
Click below to view Kraig Noel Strom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 30, 2017 - Present
SECURA FINANCIAL
Office #1: 333 City Boulevard West, Suite 2050, Orange, CA 92868-2944RIA
CRD#: 137324
Orange, CA
Current
March 7, 2024 - Present
ARKADIOS CAPITAL
Office #1: 333 City Blvd West Suite 2050, Orange, CA 92868BD
CRD#: 282710
Orange, CA
Past
January 26, 2017 - March 26, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
ORANGE, CA
Past
July 17, 2015 - January 27, 2017
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
CORONA, CA
Past
July 17, 2015 - January 27, 2017
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
CORONA, CA
Past
March 19, 2010 - September 19, 2013
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
CORONA, CA
Past
October 20, 2009 - September 19, 2013
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
CORONA, CA
Past
October 30, 2007 - October 15, 2009
INSPHERE SECURITIES, INC.
RIA
CRD#: 136433
SALT LAKE CITY, UT
Past
October 29, 2007 - October 15, 2009
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
SALT LAKE CITY, UT
Past
February 20, 2007 - October 19, 2007
TORREY PINES SECURITIES, INC.
RIA
CRD#: 17120
CORONA, CA
Past
April 28, 2006 - October 19, 2007
TORREY PINES SECURITIES, INC.
BD
CRD#: 17120
CORONA, CA
Past
August 21, 2002 - May 4, 2006
1ST DISCOUNT BROKERAGE, INC.
BD
CRD#: 39164
CORONA, CA
Past
December 17, 2001 - August 21, 2002
ACUMENT SECURITIES, INC.
BD
CRD#: 7661
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SECURA FINANCIAL
BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC
CRD#: 137324 / SEC#: 801-113072
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Alaska
Registered Investment Advisory firm - (5/24/2018 Terminated)California
Registered Investment Advisory firm - (6/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(5/30/2017)
RR
California(3/7/2024)
RR
Colorado(9/30/2024)
RR
South Carolina(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SECURA FINANCIAL
BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC
CRD#: 137324 / SEC#: 801-113072
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Alaska
Registered Investment Advisory firm - (5/24/2018 Terminated)California
Registered Investment Advisory firm - (6/20/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 City Boulevard West, Suite 2050, Orange, CA 92868-2944
Mailing Address
Phone number
(714) 704-6616
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,141 |
| AUM (Assets Under Management) | $ 261,784,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
