James R. Frazier
NATURAL INVESTMENTS
Kula, HI
Some features on this profile are disabled
CRD#: 4469041
Professional summary
James Rice Frazier, CFP® is a registered financial advisor currently at NATURAL INVESTMENTS located in Kula, Hawaii.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 4 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Rice Frazier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 22, 2009 - Present
NATURAL INVESTMENTS
Office #2: 4730 University Way Ne Suite 104#5363, Seattle, WA 98105RIA
CRD#: 113348
Kula, HI
Past
March 3, 2008 - November 5, 2009
CONSCIOUS FINANCIAL SOLUTIONS
RIA
CRD#: 145948
CHIMACUM, WA
Past
June 9, 2005 - November 1, 2007
FORZA CAPITAL MANAGEMENT, L.L.C.
RIA
CRD#: 115386
PORT TOWNSEND, WA
Past
May 10, 2001 - December 31, 2002
FORZA OFFSHORE CAPITAL MANAGEMENT, L.L.C.
RIA
CRD#: 115394
SEATTLE, WA
Past
September 20, 1999 - July 14, 2003
FORZA CAPITAL MANAGEMENT, L.L.C.
RIA
CRD#: 115386
BELLINGHAM, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATURAL INVESTMENTS
CHORDATA CAPITAL | STRATEGY SQUAD | NATURAL INVESTMENTS, LLC | NATURAL INVESTMENTS PBLLC | NATURAL INVESTMENTS | NATURAL INVESTMENT SERVICES, LLC | NATURAL INVESTMENT SERVICES, INC. | NATURAL INVESTMENT SERVICES, INC | MONEY WITH A MISSION | JUST MONEY ADVISORS
CRD#: 113348 / SEC#: 801-63874
RIA
Registered Investment Advisory firm - (2/10/2005 Approved)California
Registered Investment Advisory firm - (2/23/2005 Terminated)Colorado
Registered Investment Advisory firm - (3/16/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Hawaii(6/25/2012)
IAR
Oregon(9/12/2025)
IAR
Washington(1/22/2009)
Exams
Current Firm
NI
NATURAL INVESTMENTS
CHORDATA CAPITAL | STRATEGY SQUAD | NATURAL INVESTMENTS, LLC | NATURAL INVESTMENTS PBLLC | NATURAL INVESTMENTS | NATURAL INVESTMENT SERVICES, LLC | NATURAL INVESTMENT SERVICES, INC. | NATURAL INVESTMENT SERVICES, INC | MONEY WITH A MISSION | JUST MONEY ADVISORS
CRD#: 113348 / SEC#: 801-63874
RIA
Registered Investment Advisory firm - (2/10/2005 Approved)California
Registered Investment Advisory firm - (2/23/2005 Terminated)Colorado
Registered Investment Advisory firm - (3/16/2005 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Windsor, CA
Mailing Address
P.o. Box 7775, #43366, San Francisco, CA 94120-7775
Phone number
(707) 758-0171
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,846 |
| AUM (Assets Under Management) | $ 2,049,934,012 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
