Clarke E. Barringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarke Evans Barringer was a registered financial professional .
Clarke is a previously registered financial professional and started their career in finance in 2002. Clarke had worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - December 31, 2019
VOYA FINANCIAL PARTNERS, LLC
July 22, 2015 - January 7, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 17, 2013 - June 30, 2014
PRUCO SECURITIES, LLC.
January 1, 2011 - April 17, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 1, 2006 - August 17, 2010
METLIFE INVESTORS DISTRIBUTION COMPANY
June 26, 2002 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
