Matthew O. Vera

RPG INVESTMENT ADVISORY

Pleasanton, CA 94566

Some features on this profile are disabled

CRD#: 4468941

Professional summary

Matthew Oscar Vera is a registered financial advisor currently at RPG INVESTMENT ADVISORY, LLC located in Pleasanton, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Matthew has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Oscar Vera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2014 - Present

RPG INVESTMENT ADVISORY, LLC

Office #1: 6600 Koll Center Pkwy. #100, Pleasanton, CA 94566

RIA

CRD#: 172173

Pleasanton, CA

Past

November 19, 2013 - August 4, 2014

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Danville, CA

Past

June 28, 2011 - February 23, 2015

VALENTINE CAPITAL ASSET MANAGEMENT, INC.

RIA

CRD#: 140861

DANVILLE, CA

Past

February 25, 2010 - November 11, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SAN RAMON, CA

Past

June 17, 2008 - February 2, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

SAN RAMON, CA

Past

February 20, 2008 - December 8, 2009

VALENTINE CAPITAL ASSET MANAGEMENT, INC.

RIA

CRD#: 140861

SAN RAMON, CA

Past

May 4, 2005 - April 29, 2008

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

SAN RAMON, CA

Past

December 8, 2004 - May 5, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPG INVESTMENT ADVISORY, LLC

CRD#: 172173 / SEC#: 801-80481

RIA

Registered Investment Advisory firm - (10/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/6/2018)

IAR

Arizona
(11/9/2018)

IAR

California
(10/22/2014)

IAR

Florida
(3/15/2021)

IAR

Louisiana
(11/1/2016)

IAR

Mississippi
(2/13/2019)

IAR

Nevada
(2/20/2019)

IAR

Texas
(10/21/2014)

IAR

Washington
(2/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/11/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/7/2004

General Securities Representative Examination

Current Firm

RPG INVESTMENT ADVISORY, LLC

CRD#: 172173 / SEC#: 801-80481

RIA

Registered Investment Advisory firm - (10/21/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6600 Koll Center Pkwy. #100, Pleasanton, CA 94566

Mailing Address

Phone number

(925) 384-0071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (1/15/2025)

Regulatory assets under management

Total Number of Accounts	899
AUM (Assets Under Management)	$ 858,493,392

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew O. Vera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Oscar Vera's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

VALENTINE CAPITAL ASSET MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA, INC.

VALENTINE CAPITAL ASSET MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

RPG INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2011

Series 63

Date: 10/13/2007

Series 31

Date: 12/11/2010

Series 7

Date: 12/7/2004

Current Firm

RPG INVESTMENT ADVISORY, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPG INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

Similar Advisors