Mathias V. Tiffert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathias Valentine Tiffert, who also goes by Mathias Tiffert, was a registered financial professional .
Mathias is a previously registered financial professional and started their career in finance in 1982. Mathias had worked at 6 firms and has passed the Series 63, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 1988 - December 12, 1996
STRATTON OAKMONT INC.
September 18, 1985 - May 20, 1988
HAMILTON, GRANT & COMPANY, INC.
March 12, 1985 - April 23, 1985
WEAVER JOHNSON & COMPANY,INC.
November 22, 1982 - December 19, 1984
AMIVEST CAPITAL, INC.
November 22, 1982 - March 11, 1985
AMIVEST CORPORATION
January 12, 1982 - March 3, 1982
PLANNED SECURITY CONSULTANTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 8/8/1977
Financial Principal ExaminationSeries 40
Date: 8/4/1977
Registered Principal ExaminationCurrent Firm
STRATTON OAKMONT INC.
CRD#: 18692 / SEC#: , 8-36919
Contact information
Documents
Red Flags
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