Delcena D. Lewis

RD LEWIS WEALTH MANAGEMENT

MAITLAND, FL 32751

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CRD#: 4468804

Professional summary

Delcena Delethia Lewis is a registered financial advisor currently at RD LEWIS WEALTH MANAGEMENT located in Maitland, Florida.

Delcena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Delcena has worked at 4 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, 1-10 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delcena Delethia Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2011 - Present

RD LEWIS WEALTH MANAGEMENT

Office #1: 253 North Orlando Avenue Suite 302, Maitland, FL 32751

RIA

CRD#: 156073

MAITLAND, FL

Past

August 1, 2016 - August 13, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Orlando, FL

Past

October 22, 2002 - December 31, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 22, 2002 - December 31, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RD LEWIS WEALTH MANAGEMENT

RD LEWIS HOLDINGS, INC. | RD LEWIS WEALTH MANAGEMENT

CRD#: 156073 / SEC#: 801-119654

RIA

Registered Investment Advisory firm - (10/20/2020 Approved)

Florida

Registered Investment Advisory firm - (11/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/15/2011)

IAR

Texas
(4/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/21/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RD LEWIS WEALTH MANAGEMENT

RD LEWIS HOLDINGS, INC. | RD LEWIS WEALTH MANAGEMENT

CRD#: 156073 / SEC#: 801-119654

RIA

Registered Investment Advisory firm - (10/20/2020 Approved)

Florida

Registered Investment Advisory firm - (11/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/23/2020 Terminated)

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Contact information

Main Address

253 North Orlando Avenue Suite 302, Maitland, FL 32751

Mailing Address

Phone number

(407) 446-3737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RD LEWIS DISCLOSURE BROCHURE AND SUPPLEMENT (3/19/2025)

Regulatory assets under management

Total Number of Accounts	838
AUM (Assets Under Management)	$ 215,293,650

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Delcena D. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delcena Delethia Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

RD LEWIS WEALTH MANAGEMENT

INDEPENDENT FINANCIAL PARTNERS

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

RD LEWIS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2010

Series 6

Date: 10/21/2002

Current Firm

RD LEWIS WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RD LEWIS WEALTH MANAGEMENT

TRUST BUT VERIFY

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