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BR

Brent Robbins

CRD#: 4468660
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BR
Brent Robbins

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Robbins, who also goes by Brent N Robbins, Brent Nolan Robbins, was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 2002. Brent had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brent N Robbins | Brent Nolan Robbins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 28, 2025 - December 3, 2025

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA
CRD#: 157714
Laguna Niguel, CA
Past

April 28, 2025 - December 3, 2025

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
RED BANK, NJ
Past

March 4, 2025 - March 24, 2025

PENSERRA WEALTH MANAGEMENT

RIA
CRD#: 333218
Laguna Niguel, CA
Past

February 5, 2025 - March 19, 2025

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

January 31, 2023 - January 24, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Newport Beach, CA
Past

January 31, 2023 - January 24, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Newport Beach, CA
Past

December 2, 2021 - July 29, 2022

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Newport Beach, CA
Past

August 13, 2021 - July 29, 2022

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Newport Beach, CA
Past

December 16, 2019 - November 2, 2020

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

February 25, 2005 - June 24, 2005

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

July 6, 2004 - February 14, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

June 23, 2004 - February 14, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
NEWPORT BEACH, CA
Past

June 30, 2003 - November 14, 2003

ADVANTAGE CAPITAL CORPORATION

RIA
CRD#: 146
NEWPORT BEACH, CA
Past

June 30, 2003 - November 14, 2003

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

September 23, 2002 - July 14, 2003

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
NEWPORT BEACH, CA
Past

February 13, 2002 - June 18, 2003

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | MEDAX CAPITAL | LCORE WEALTH MANAGEMENT LLC | AXIO WEALTH STRATEGIES | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA
Registered Investment Advisory firm - (4/30/2018 Approved)
Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)
New York
Registered Investment Advisory firm - (5/15/2018 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)
Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/1/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/3/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2002
General Securities Representative Examination

Current Firm

AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | MEDAX CAPITAL | LCORE WEALTH MANAGEMENT LLC | AXIO WEALTH STRATEGIES | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA
Registered Investment Advisory firm - (4/30/2018 Approved)
Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)
New York
Registered Investment Advisory firm - (5/15/2018 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)
Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)
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Contact information

Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALEXANDER CAPITAL WEALTH MANAGEMENT, LLC FIRM BROCHURE (3/11/2025)
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts999
AUM (Assets Under Management)$ 212,106,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

CRD#: 157714

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