CP
Christopher L. Price
INVESTMENT ADVISOR GROUP
Hancock, NY
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CRD#: 4468600
CP
Professional summary
Christopher Lee Price is a registered financial advisor currently at INVESTMENT ADVISOR GROUP located in Hancock, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Christopher Lee Price is a LDC Representative at Delaware County NY Local Development Corp (LDC); Investment related: No; Location: 1 Courthouse Square, Suite 4 Delhi NY 13753;Start date: 2024-06-28; Description: Mr. Price has been appointed to serve on the Delaware County NY, Local Development Corp (LDC) as a representative of the Town of Hancock, NY. This is a non-compensated position. The LDC is tasked with reviewing requests from local businesses seeking USDA economic develop loans and financing solutions; Responsibilities Duties: Reviewing business requests for financing from multiple local, state, and federal government grants and loans for viability of repayment. Promoting new business financing opportunities, supporting growing businesses and creating employment opportunities in the County of Delaware, NY; 0 Hours per month during trading hours; 3 Hours per month outside trading hours; 0% of total yearly compensation derived from the business.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lee Price's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2021 - Present
INVESTMENT ADVISOR GROUP
RIA
CRD#: 312448
Hancock, NY
Past
February 1, 2010 - February 26, 2021
KEELER & CO., LLC
RIA
CRD#: 125185
MONTGOMERY, NY
Past
November 8, 2001 - January 29, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW WINDSOR, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESTMENT ADVISOR GROUP
CANTERBURY ADVISORS | MILITARY SURVIVOR FINANCIAL SERVICES | L WEINMAN ADVISOR | KOHN FINANCIAL PLANNING | INVESTMENT ADVISOR GROUP | GWN WEALTH | DANZER WEALTH MANAGEMENT | CORNERSTONE WEALTH & TAX GROUP | CLPF LLC | CL PRICE FINANCIAL | CHARLESTON WEALTH ADVISORS
CRD#: 312448 / SEC#: 801-120292
RIA
Registered Investment Advisory firm - (2/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(11/29/2023)
IAR
New Jersey(2/23/2021)
IAR
New York(2/18/2021)
IAR
Pennsylvania(3/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IA
INVESTMENT ADVISOR GROUP
CANTERBURY ADVISORS | MILITARY SURVIVOR FINANCIAL SERVICES | L WEINMAN ADVISOR | KOHN FINANCIAL PLANNING | INVESTMENT ADVISOR GROUP | GWN WEALTH | DANZER WEALTH MANAGEMENT | CORNERSTONE WEALTH & TAX GROUP | CLPF LLC | CL PRICE FINANCIAL | CHARLESTON WEALTH ADVISORS
CRD#: 312448 / SEC#: 801-120292
RIA
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Contact information
Main Address
Hancock, NY
Mailing Address
Po Box 568, Hancock, NY 13783
Phone number
(607) 930-4338
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 72,280,174 |
Red Flags
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