Bernard T. Tierney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Terrance Tierney, who also goes by Bernard T Tierney, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1974. Bernard had worked at 5 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 1979 - December 9, 1985
WALL STREET WEST, INC.
January 18, 1978 - April 30, 1979
LOEB PARTNERS
September 1, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
September 19, 1975 - September 9, 1977
E. F. HUTTON & COMPANY INC
February 25, 1974 - November 15, 1974
INCOME INVESTORS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/11/1962
Registered Representative ExaminationF04
Date: 2/22/1974
Financial Principal ExaminationSeries 00
Date: 2/22/1974
General Securities Principal ExaminationCurrent Firm
WALL STREET WEST, INC.
CRD#: 7529 / SEC#: , 8-22329
Contact information
Documents
Red Flags
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