Stephen A. Wickleder
Professional summary
Stephen Andrew Wickleder, who also goes by Steve Wickleder, is a registered financial advisor currently at STARBORD LLC located in Seattle, Washington.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Andrew Wickleder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2015 - Present
STARBORD LLC
February 19, 2009 - December 31, 2013
INVEST FINANCIAL CORPORATION
February 19, 2009 - December 31, 2013
INVEST FINANCIAL CORPORATION
August 20, 2004 - February 27, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 20, 2004 - February 27, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 9, 2004 - May 11, 2004
WESTROCK ADVISORS, INC.
July 28, 2003 - March 3, 2004
JANNEY MONTGOMERY SCOTT LLC
May 22, 2002 - May 22, 2003
SANDS BROTHERS & CO., LTD.
March 26, 2002 - May 23, 2002
WESTROCK ADVISORS, INC.
February 26, 2002 - August 6, 2002
CLARK STREET CAPITAL, INC.
November 12, 2001 - January 29, 2002
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/20/2015)
(6/10/2015)
(1/29/2015)
Exams
Current Firm
STARBORD LLC
CRD#: 174041 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 2,704,129 |
Red Flags
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