Trelles Tidmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trelles Tidmore, who also goes by Trel Tidmore, was a registered financial professional .
Trelles is a previously registered financial professional and started their career in finance in 1987. Trelles had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2009 - May 6, 2015
INVEST FINANCIAL CORPORATION
March 24, 2009 - May 6, 2015
INVEST FINANCIAL CORPORATION
August 29, 2006 - March 30, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 1, 1991 - March 30, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 10, 1989 - April 1, 1991
PW SECURITIES, INC.
April 8, 1988 - November 8, 1988
IDS LIFE INSURANCE COMPANY
April 8, 1988 - November 8, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
July 20, 1987 - December 12, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 20, 1987 - December 15, 1987
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/17/1964
Registered Representative ExaminationSeries 40
Date: 2/8/1969
Registered Principal ExaminationCurrent Firm
INVEST FINANCIAL CORPORATION
CRD#: 12984 / SEC#: 801-56411, 8-27691
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PLANNING HOLDINGS, INC. | SHAREHOLDER | |
| COLEMAN, CAREN LESLIE | VICE PRESIDENT | 4298287 |
| COLLINS, MAURA KATHRYN | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER - NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT, CEO, DIRECTOR; NPH PRESIDENT & CEO | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP, CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND NPC SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP, OPERATIONS; INTERIM CHIEF OPERATIONS OFFICER-INVEST | 1955960 |
| WHITED, SANDRA RENEE | CCO-INVEST; 1ST VICE PRESIDENT-COMPLIANCE | 2444134 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 20 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
