RG
Robert S. Garner
GARNER ASSET MANAGEMENT
PLANO, TX 75024
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CRD#: 4467833
RG
Professional summary
Robert Sibley Garner is a registered financial advisor currently at GARNER ASSET MANAGEMENT CORPORATION located in Plano, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 1 firm and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IPMG, LLC 5/2002-PRESENT
THIS BUSINESS IS NOT INVESTMENT RELATED
ADDRESS:
11441 MARTY ST.
OVERLAND PARK, KS 66210
THIS BUSINESS A DEVELOPMENT STAGE COMPANY CREATED TO FACILITATE THE TRANSFER OF COMMERCIALLY VIABLE CONCEPTS FROM THE UNIVERSITY/GOVERNMENT ENVIRONMENT TO THE PRIVATE SECTOR.
DIRECTOR (NO ACTIVE INVOLVEMENT IN DAY TO DAY ACTIVITIES).
NO ACTIVE INVOLVEMENT DURING TRADING HOURS.
I SPEND APPROXIMATELY 6 HOURS MONTHLY ON SITTING IN ON MEETINGS OFFERING ADVICE ON FINANCIAL STRUCTURE. THIS IS MY ONLY INVOLVEMENT IN THE COMPANY.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Sibley Garner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 1998 - Present
GARNER ASSET MANAGEMENT CORPORATION
Office #1: 5700 Granite Parkway Suite 200, Plano, TX 75024RIA
CRD#: 115350
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GARNER ASSET MANAGEMENT CORPORATION
GARNER ASSET MANAGEMENT CORPORATION
CRD#: 115350 / SEC#: 801-107524
RIA
Registered Investment Advisory firm - (3/28/2016 Approved)Kansas
Registered Investment Advisory firm - (4/30/2021 Terminated)Texas
Registered Investment Advisory firm - (4/30/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/14/1998)
IAR
Texas(8/22/2001)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GA
GARNER ASSET MANAGEMENT CORPORATION
GARNER ASSET MANAGEMENT CORPORATION
CRD#: 115350 / SEC#: 801-107524
RIA
Registered Investment Advisory firm - (3/28/2016 Approved)Kansas
Registered Investment Advisory firm - (4/30/2021 Terminated)Texas
Registered Investment Advisory firm - (4/30/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Plano, TX
Mailing Address
Phone number
(913) 481-8625
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 403 |
| AUM (Assets Under Management) | $ 404,196,381 |
Red Flags
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Company Information
GARNER ASSET MANAGEMENT CORPORATION
CRD#: 115350Plano, TX 75024TRUST BUT VERIFY
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