John B. Tickle
Professional summary
John Brooks Tickle is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Houston, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1968. John has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Brooks Tickle's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 4615 Southwest Fwy Ste 477, Houston, TX 77027August 20, 1986 - June 30, 2006
CARILLON INVESTMENTS, INC.
September 20, 1973 - October 21, 1977
PROVIDENT NATIONAL EQUITIES, INC.
February 9, 1970 - November 1, 1973
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
November 8, 1968 - August 6, 1971
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2006)
Exams
Series 1
Date: 10/28/1968
Registered Representative ExaminationFINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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