Joel A. Schreiber

SFI ADVISORS

Montclair, NJ 07042

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CRD#: 4467640

Professional summary

Joel Abraham Schreiber, CFP® is a registered financial advisor currently at SFI ADVISORS, LLC located in Montclair, New Jersey.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Abraham Schreiber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

May 22, 2017 - Present

SFI ADVISORS, LLC

Office #1: 79 Midland Ave., Montclair, NJ 07042

RIA

CRD#: 287929

Montclair, NJ

Past

April 20, 2016 - May 11, 2017

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

MONTCLAIR, NJ

Past

January 11, 2006 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

MONTCLAIR, NJ

Past

January 11, 2006 - May 11, 2017

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

MONTCLAIR, NJ

Past

June 28, 2002 - January 6, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PARSIPPANY, NJ

Past

November 19, 2001 - January 6, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 19, 2001 - January 6, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SFI ADVISORS, LLC

SFI ADVISORS | SFI ADVISORS, LLC

CRD#: 287929 / SEC#: 801-110293

RIA

Registered Investment Advisory firm - (4/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2001

General Securities Representative Examination

Current Firm

SFI ADVISORS, LLC

SFI ADVISORS | SFI ADVISORS, LLC

CRD#: 287929 / SEC#: 801-110293

RIA

Registered Investment Advisory firm - (4/11/2017 Approved)

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Contact information

Main Address

79 Midland Ave., Montclair, NJ 07042

Mailing Address

Phone number

(973) 744-1014

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFI ADVISORS, LLC ADV PART 2 BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 173,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joel A. Schreiber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Abraham Schreiber's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SFI ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2002

SIE

Date: 5/11/2017

Series 7

Date: 11/16/2001

Current Firm

SFI ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SFI ADVISORS, LLC

TRUST BUT VERIFY

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