JS
Joel A. Schreiber
SFI ADVISORS
Montclair, NJ 07042
Some features on this profile are disabled
CRD#: 4467640
JS
Professional summary
Joel Abraham Schreiber, CFP® is a registered financial advisor currently at SFI ADVISORS, LLC located in Montclair, New Jersey.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: parents ILIT trust Investment Related: Yes Address: 12 Carla Ct Morristown NJ 07960 Nature of Business: Legal/Fiduciary Position, Title or Relationship: Trustee Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Fiduciary for the trust.
Business Name: SFI Advisors Investment Related: Yes Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Financial Planner Start Date: 6/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Support of the financial plan
Business Name: Rutgers University; Investment Related: No; Address: 75 Hamilton St., Brunswick, NJ 08901; Nature of Business: Teach Economics Data Analytics and Labor Institutions and Markets courses - evening sessions; Title: Part Time Lecturer; Start Date: 01/22/2019; Hrs/Week: 5 hrs; Hours per month during trading hours: 0 hours; Duties: Teach the above to undergraduate elective courses as a part time lecturer
Business Name: Rutgers University; Investment Related: No; Address: 50 Labor Center Way, Brunswick, NJ 08901; Nature of Business: Teach Finance for Personal and Professional Success - evening sessions; Title: Part Time Lecturer; Start Date: 01/22/2019; Hrs/Week: 2 hrs; Hours per month during trading hours: 0 hours; Duties: Teach the above to undergraduate elective courses as a part time lecturer
CRS (Client Relationship Summary) - RIA
Click below to view Joel Abraham Schreiber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
May 22, 2017 - Present
SFI ADVISORS, LLC
Office #1: 79 Midland Ave., Montclair, NJ 07042RIA
CRD#: 287929
Montclair, NJ
Past
April 20, 2016 - May 11, 2017
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
MONTCLAIR, NJ
Past
January 11, 2006 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
MONTCLAIR, NJ
Past
January 11, 2006 - May 11, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
MONTCLAIR, NJ
Past
June 28, 2002 - January 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PARSIPPANY, NJ
Past
November 19, 2001 - January 6, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 19, 2001 - January 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SFI ADVISORS, LLC
SFI ADVISORS | SFI ADVISORS, LLC
CRD#: 287929 / SEC#: 801-110293
RIA
Registered Investment Advisory firm - (4/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SFI ADVISORS, LLC
SFI ADVISORS | SFI ADVISORS, LLC
CRD#: 287929 / SEC#: 801-110293
RIA
Registered Investment Advisory firm - (4/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
79 Midland Ave., Montclair, NJ 07042
Mailing Address
Phone number
(973) 744-1014
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 173,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
