Ryan Burch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Burch, who also goes by Ryan Eugene Burch, Ryan Burch, was a registered financial advisor .
Ryan is a previously registered financial advisor and started their career in finance in 2002. Ryan had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2007 - September 10, 2009
BANCWEST INVESTMENT SERVICES, INC.
September 19, 2007 - September 10, 2009
BANCWEST INVESTMENT SERVICES, INC.
June 12, 2006 - June 26, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 12, 2006 - June 26, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 9, 2006 - June 14, 2006
WAMU INVESTMENTS, INC.
June 27, 2003 - June 14, 2006
WAMU INVESTMENTS, INC.
April 23, 2003 - June 24, 2003
EDWARD JONES
July 2, 2002 - March 31, 2003
MORGAN STANLEY DW INC.
March 11, 2002 - March 31, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANCWEST INVESTMENT SERVICES, INC.
CRD#: 29357 / SEC#: 801-71300, 8-44261
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO HARRIS BANK N.A. | SOLE SHAREHOLDER | |
| BIEL, ROLLIN LYNN | BWIS VICE PRESIDENT - CHIEF FINANCIAL OFFICER/PFO | 5101711 |
| DUBENDORF, DARIN KEITH | BWIS PRESIDENT/CEO - WMG HEAD OF CLIENT SOLUTIONS | 1692187 |
| HATFIELD, JOHN CALVIN | BWIS VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4272399 |
| PRUITT, JEFFREY PAUL | BWIS VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | 2455635 |
Regulatory assets under management
| Total Number of Accounts | 9,062 |
| AUM (Assets Under Management) | $ 2,024,253,748 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
