Conrad M. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conrad Michael Lawrence was a registered financial advisor .
Conrad is a previously registered financial advisor and started their career in finance in 2001. Conrad had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2007 - June 10, 2010
FIRST FINANCIAL ADVISORS, LLC
August 4, 2006 - October 19, 2007
KCD FINANCIAL, INC.
July 10, 2006 - October 19, 2007
KCD FINANCIAL, INC.
April 23, 2004 - July 5, 2006
MAIN STREET SECURITIES, LLC
November 30, 2001 - April 7, 2004
WADDELL & REED
November 2, 2001 - April 7, 2004
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST FINANCIAL ADVISORS, LLC
CRD#: 134897 / SEC#: 801-68867
Contact information
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 8,076,673 |
Red Flags
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