Steven L. Kane
KANE COMPANY WEALTH MANAGEMENT
JOHNSTON, IA 50131-8001
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CRD#: 4467286
Professional summary
Steven Lee Kane, CFP® is a registered financial advisor currently at KANE COMPANY WEALTH MANAGEMENT, INC. located in Johnston, Iowa.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 1 firm .
Question & Answer
What are your service offerings?
Small Business Planning
Employee and Employer Plan Ben...
Investment Planning
Life Transitions
Retirement Income Management
Social Security Planning
Divorce Planning
Socially Responsible Investing
Comprehensive Financial Planni...
Tax Planning
Inheritance
Elder Care
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Charitable Giving
College/Education Planning
Corporate Executives
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Lee Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
January 1, 1999 - Present
KANE COMPANY WEALTH MANAGEMENT, INC.
Office #1: 8831 Thomas Avenue Suite 200, Johnston, IA 50131-8001RIA
CRD#: 115756
JOHNSTON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KANE COMPANY WEALTH MANAGEMENT, INC.
KANE COMPANY WEALTH MANAGEMENT PC | KANE COMPANY, P.C. | KANE COMPANY WEALTH MANAGEMENT, INC.
CRD#: 115756 / SEC#: 801-117373
RIA
Registered Investment Advisory firm - (9/24/2019 Approved)Iowa
Registered Investment Advisory firm - (9/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/1/1999)
IAR
Texas(1/23/2025)
Exams
Current Firm
KANE COMPANY WEALTH MANAGEMENT, INC.
KANE COMPANY WEALTH MANAGEMENT PC | KANE COMPANY, P.C. | KANE COMPANY WEALTH MANAGEMENT, INC.
CRD#: 115756 / SEC#: 801-117373
RIA
Registered Investment Advisory firm - (9/24/2019 Approved)Iowa
Registered Investment Advisory firm - (9/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8831 Thomas Avenue Suite 200, Johnston, IA 50131-8005
Mailing Address
Phone number
(515) 270-2727
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 653 |
| AUM (Assets Under Management) | $ 220,023,746 |
Red Flags
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Company Information
KANE COMPANY WEALTH MANAGEMENT, INC.
CRD#: 115756Johnston, IA 50131-8001TRUST BUT VERIFY
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