Michael J. Steele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Steele, who also goes by Michael J Steele, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2005 - November 16, 2018
STEELEWORKS WEALTH MANAGEMENT
February 22, 2005 - November 10, 2005
STEELE CAPITAL MANAGEMENT, INC.
February 10, 2005 - December 31, 2009
MIDAMERICA FINANCIAL SERVICES, INC.
May 17, 2004 - February 16, 2005
AMERITAS INVESTMENT COMPANY, LLC
October 23, 2003 - February 16, 2005
AMERITAS INVESTMENT COMPANY, LLC
October 14, 2002 - October 22, 2003
PRUCO SECURITIES, LLC.
August 28, 2002 - November 11, 2002
LOCUST STREET SECURITIES, INC.
October 22, 2001 - August 7, 2002
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STEELEWORKS WEALTH MANAGEMENT
CRD#: 137552 / SEC#: 801-64800
Contact information
Red Flags
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