Joseph J. Armellino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Jerry Armellino was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2002. Joseph had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - March 25, 2015
NATIONAL SECURITIES CORPORATION
June 17, 2013 - July 23, 2013
MAXIM GROUP LLC
November 3, 2011 - January 3, 2012
SECUREVEST FINANCIAL GROUP
October 18, 2011 - October 28, 2011
BASIS FINANCIAL, LLC
May 9, 2007 - April 18, 2011
GMS GROUP
April 9, 2007 - May 14, 2007
BROOKVILLE CAPITAL PARTNERS
January 5, 2006 - December 5, 2006
SCOTT & STRINGFELLOW, LLC
March 11, 2005 - January 12, 2006
BERGEN CAPITAL, INC.
February 16, 2005 - April 14, 2005
BENSON YORK GROUP, INC.
May 12, 2003 - May 3, 2004
BERGEN CAPITAL, INC.
November 13, 2002 - May 5, 2003
VFINANCE INVESTMENTS, INC
August 7, 2002 - November 5, 2002
BENSON YORK GROUP, INC.
May 28, 2002 - July 10, 2002
BERGEN CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
