Angelica P. Pate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelica Paige Pate, who also goes by Angelica Paige Gillespie, Paige Gillespie Pate, was a registered financial professional .
Angelica is a previously registered financial professional and started their career in finance in 2007. Angelica had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2020 - April 16, 2020
THE LLOYD ADVISORY GROUP
August 2, 2018 - April 25, 2019
EDWARD JONES
June 28, 2018 - April 25, 2019
EDWARD JONES
April 24, 2008 - December 13, 2011
MORGAN KEEGAN & COMPANY, LLC
February 19, 2008 - December 13, 2011
MORGAN KEEGAN & COMPANY, LLC
December 12, 2007 - February 4, 2008
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
THE LLOYD ADVISORY GROUP
CRD#: 150582 / SEC#: 801-117056
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LLOYD ADVISORY GROUP
CRD#: 150582 / SEC#: 801-117056
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,660 |
| AUM (Assets Under Management) | $ 371,771,293 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
