Tammie M. Parran
Professional summary
Tammie Moore Parran, who also goes by Tammie N Moore, Tammie N Parran, Tammie Parran, is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Brookshire, Texas and ELE WEALTH SOLUTIONS, INC. located in Brookshire, Texas.
Tammie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tammie has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tammie Moore Parran's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2011 - Present
ELE ADVISORY SERVICES, INC
April 22, 2013 - Present
ELE WEALTH SOLUTIONS, INC.
March 10, 2011 - July 1, 2011
GENEOS WEALTH MANAGEMENT, INC.
March 10, 2011 - July 1, 2011
GENEOS WEALTH MANAGEMENT, INC.
March 9, 2011 - March 22, 2011
ALLSTATE FINANCIAL ADVISORS, LLC
January 28, 2011 - March 18, 2011
ALLSTATE FINANCIAL SERVICES, LLC
February 2, 2010 - November 5, 2010
SECURITIES AMERICA ADVISORS, INC.
December 9, 2008 - November 5, 2010
SECURITIES AMERICA, INC.
September 26, 2008 - December 11, 2008
J.W. COLE FINANCIAL, INC.
March 7, 2008 - September 30, 2008
INVESTORS CAPITAL CORP.
May 15, 2006 - September 30, 2008
INVESTORS CAPITAL CORP.
Primary Firm SEC Registration
ELE ADVISORY SERVICES, INC
CRD#: 148228 / SEC#: 801-117442
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2016)
(5/1/2013)
(10/31/2018)
(4/12/2022)
(10/10/2024)
(10/14/2011)
(2/23/2018)
(10/12/2011)
(7/11/2025)
(4/26/2011)
(7/19/2017)
(3/20/2020)
(10/19/2016)
(6/16/2016)
(3/26/2020)
(11/17/2011)
(8/14/2013)
(7/10/2017)
(7/7/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 28
Date: 12/27/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ELE ADVISORY SERVICES, INC
CRD#: 148228 / SEC#: 801-117442
Contact information
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
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