RT
Raymond E. Throne
EAGLE STRATEGIES LLC
MAITLAND, FL 32751
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CRD#: 446588
RT
Professional summary
Raymond Edgar Throne II is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Maitland, Florida and NYLIFE SECURITIES LLC located in Maitland, Florida.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Raymond has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF RAY THRONE & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 529 VERSAILLES DR. #102, MAITLAND, FL 32751: START DATE 03/2007; 10 HOURS PER MONTH WITH 5 DURING SECURITIES HOURS]
[RENTAL PROPERTY; 1771 CHESTNUT AVE , WINTER PARK , FL 32789; START DATE 05/2004; ROLE/TITLE: OWNER; INVESTMENT RELATED; 5 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Edgar Throne II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 529 Versailles Drive Suite 102, Maitland, FL 32751RIA
CRD#: 110826
MAITLAND, FL
Current
November 19, 1981 - Present
NYLIFE SECURITIES LLC
Office #1: 529 Versailles Drive Suite 102, Maitland, FL 32751BD
CRD#: 5167
Maitland, FL
Past
February 17, 1982 - September 4, 1984
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Past
April 11, 1979 - August 20, 1984
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
Past
November 26, 1973 - November 27, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/16/2019)
RR
Florida(8/27/1984)
IAR
Florida(7/23/1999)
RR
Georgia(2/6/2021)
RR
New Hampshire(3/21/2012)
RR
North Carolina(1/10/2007)
RR
Texas(9/12/2023)
IAR
Texas(9/18/2023)
RR
Virginia(9/13/2024)
RR
Washington(2/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/20/1973
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Maitland, FL 32751TRUST BUT VERIFY
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