Nirav Y. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nirav Yogendra Shah, who also goes by Nirav Yogendra Shah, was a registered financial professional .
Nirav is a previously registered financial professional and started their career in finance in 2001. Nirav had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2023 - November 3, 2024
VERBANK ADVISORS
November 8, 2012 - January 2, 2013
KRIEGER CAPITAL MANAGEMENT, LLC
December 14, 2001 - January 19, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
VERBANK ADVISORS
CRD#: 285278 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 46,497,147 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
