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Mark S Chmar

CRD# 4465722·Registered 2001 - 2014
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark S Chmar was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2001 - 2014. Mark had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

MAINPOINTE CAPITAL·CRD# 165830
RIA
Ashburn, VA
January 15, 2013 - March 4, 2014
BTS ASSET MANAGEMENT, INC.·CRD# 105215
RIA
Lexington, MA
January 18, 2008 - June 21, 2012
BTS SECURITIES CORPORATION·CRD# 8328
BD
Lincoln, MA
February 9, 2006 - June 21, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
RIA
Vienna, VA
May 14, 2004 - February 7, 2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
April 30, 2004 - February 7, 2006
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Reston, VA
January 25, 2002 - May 3, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 5, 2001 - May 3, 2004

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Current Firm

MC
MAINPOINTE CAPITAL

MAINPOINTE CAPITAL | MAINPOINTE LLC

CRD#: 165830

Contact Information

Main Address

Ashburn, VA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2001About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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