Mark S. Chmar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark S Chmar was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - March 4, 2014
MAINPOINTE CAPITAL
January 18, 2008 - June 21, 2012
BTS ASSET MANAGEMENT, INC.
February 9, 2006 - June 21, 2012
BTS SECURITIES CORPORATION
May 14, 2004 - February 7, 2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
April 30, 2004 - February 7, 2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 25, 2002 - May 3, 2004
MORGAN STANLEY DW INC.
December 5, 2001 - May 3, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
MAINPOINTE CAPITAL
CRD#: 165830 / SEC#:
Contact information
Red Flags
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