Edward G. Williams
Professional summary
Edward Gregory Williams, CFP®, who also goes by Ed Williams, is a registered financial advisor currently at FACET located in Downingtown, Pennsylvania.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Edward has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Gregory Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2021 - Present
FACET
August 21, 2020 - May 10, 2021
CITIZENS PRIVATE WEALTH
January 7, 2016 - August 12, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 5, 2016 - August 12, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 27, 2014 - December 2, 2015
VANGUARD ADVISERS, INC.
January 5, 2004 - December 2, 2015
VANGUARD MARKETING CORPORATION
September 19, 2002 - December 18, 2003
ALLIANZ LIFE FINANCIAL SERVICES, LLC
December 10, 2001 - June 7, 2002
DIRECTED SERVICES LLC
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2021)
(6/8/2021)
Exams
Current Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 36,817 |
| AUM (Assets Under Management) | $ 4,754,146,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
