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JB

Jeremy Brian Bagwill

CRD# 4465228·Registered 2001 - 2002
Barred: Jeremy Brian Bagwill was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jeremy Brian Bagwill was a registered financial advisor. Jeremy was a previously registered financial professional and started their career in finance 2001 - 2002. Jeremy had worked at 1 firm and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Past

SIMMERS CAPITAL MANAGEMENT CORPORATIONPast·CRD# 29960
BD
Phoenix, AZ
October 25, 2001 - March 1, 2002

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Current Firm

SC
SIMMERS CAPITAL MANAGEMENT CORPORATION

SIMMERS CAPITAL MANAGEMENT CORPORATION | SME CAPITAL MANAGEMENT CORPORATION

CRD#: 29960 / SEC#: 8-44662
BD
Terminated by SEC on 06/21/2003

Contact Information

Established

Arizona since 02/06/1989

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
SIMMERS, DAVID ANDREWCEO1226696
WEYRAUCH, SCOTT DEANPRESIDENT1947275
CASS, DANIEL LAWRENCENONE2210998
GOOD, CORY JAMESNONE2197067
JUNIOR, JEFFREY BRENTNONE2940593
WALLACE, MICHELLENONE2813911

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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