Manuel N. Choy

WPM WEALTH ADVISORS LLC

Saratoga Springs, NY 12866

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CRD#: 4464917

Professional summary

Manuel Nmn Choy, CFP®, who also goes by Manuel Choy, is a registered financial advisor currently at WPM WEALTH ADVISORS LLC located in Saratoga Springs, New York.

Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Manuel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Manuel Choy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Manuel Choy (Real Estate) Investment-Related: No Address: 21 Timber Lane, Saratoga Springs, NY 12866 Nature of Business: Summer vacation rental property Position/Title: Landlord Start Date: 08/2018 Hours/Month Devoted: 4 hrs/month Hours Devoted during Business Hours: 0 Describe Duties: Landlord capacity, including collecting rent, managing maintenance, and reviewing tenant applications Name of Business: Manuel and Cynthia Choy (Real Estate) Investment-Related: No Address: 39/41 Hanover Drive, Delmar, NY 12054 Nature of Business: Personal rental real estate property Position/Title: Landlord Start Date: 08/1987 Hours/Month Devoted: 4 hrs/month Hours Devoted during Business Hours: 0 Describe Duties: Landlord capacity, including collecting rent, managing maintenance, and reviewing tenant applications Rental Property. Disclosed on U-4 Name of Business: WCM Wealth Advisors Investment-Related: Yes Address: 63 Putnam Street, Suite 202, Saratoga Springs, NY 12866 Nature of Business: Wealth Advisors Position/Title: Chief Financial Officer Start Date: Jan 2022 Hours/Month Devoted: 160 hrs/month Hours Devoted during Business Hours: 40 hrs per week Describe Duties: Wealth Management Advisor, CFO WWW.WCMWEATHADVISORSLLC.OM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Nmn Choy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

October 12, 2021 - Present

WPM WEALTH ADVISORS LLC

Office #1: 63 Putnam Street Suite 202, Saratoga Springs, NY 12866

RIA

CRD#: 316722

Saratoga Springs, NY

Past

January 17, 2019 - December 18, 2023

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

Saratoga Springs, NY

Past

April 27, 2018 - February 25, 2022

DCM ADVISORS, LLC

RIA

CRD#: 126248

NEW YORK, NY

Past

August 8, 2012 - January 8, 2018

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

CLIFTON PARK, NY

Past

March 9, 2010 - January 24, 2018

ETICO WEALTH MANAGEMENT LLC

RIA

CRD#: 151046

CLIFTON PARK, NY

Past

February 18, 2009 - April 1, 2009

MCGINN, SMITH ADVISORS LLC

RIA

CRD#: 137827

ALBANY, NY

Past

September 18, 2008 - December 31, 2009

MCGINN, SMITH & CO., INC.

CRD#: 8453

CLIFTON PARK, NY

Past

March 3, 2008 - March 17, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALBANY, NY

Past

November 21, 2001 - February 29, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLIFTON PARK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WPM WEALTH ADVISORS LLC

WCM WEALTH ADVISORS LLC | WPM WEALTH ADVISORS LLC

CRD#: 316722 / SEC#: 801-122458

RIA

Registered Investment Advisory firm - (10/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/12/2021)

IAR

Texas
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2001

General Securities Representative Examination

Current Firm

WPM WEALTH ADVISORS LLC

WCM WEALTH ADVISORS LLC | WPM WEALTH ADVISORS LLC

CRD#: 316722 / SEC#: 801-122458

RIA

Registered Investment Advisory firm - (10/7/2021 Approved)

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Contact information

Main Address

63 Putnam Street Suite 202, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 369-5232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- WPM WEALTH ADVISORS LLC (10/20/2025)

Regulatory assets under management

Total Number of Accounts	328
AUM (Assets Under Management)	$ 64,388,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Manuel N. Choy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Nmn Choy's CRS (Customer Relationship Summary).

Certified licenses

Experience

DINOSAUR FINANCIAL GROUP, L.L.C

DCM ADVISORS, LLC

DINOSAUR FINANCIAL GROUP, L.L.C

ETICO WEALTH MANAGEMENT LLC

MCGINN, SMITH ADVISORS LLC

MCGINN, SMITH & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WPM WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2002

SIE

Date: 1/8/2018

Series 7

Date: 11/20/2001

Current Firm

WPM WEALTH ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WPM WEALTH ADVISORS LLC

TRUST BUT VERIFY

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