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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Manuel Nmn Choy

Manuel N. Choy

WPM WEALTH ADVISORS
Saratoga Springs, NY 12866
Some features on this profile are disabled
CRD#: 4464917
Manuel Nmn Choy

Professional summary

Manuel Nmn Choy, CFP®, who also goes by Manuel Choy, is a registered financial advisor currently at WPM WEALTH ADVISORS LLC located in Saratoga Springs, New York.

Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Manuel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Manuel Choy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Nmn Choy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

October 12, 2021 - Present

WPM WEALTH ADVISORS LLC

Office #1: 63 Putnam Street Suite 202, Saratoga Springs, NY 12866
RIA
CRD#: 316722
Saratoga Springs, NY
Past

January 17, 2019 - December 18, 2023

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
Saratoga Springs, NY
Past

April 27, 2018 - February 25, 2022

DCM ADVISORS, LLC

RIA
CRD#: 126248
NEW YORK, NY
Past

August 8, 2012 - January 8, 2018

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
CLIFTON PARK, NY
Past

March 9, 2010 - January 24, 2018

ETICO WEALTH MANAGEMENT LLC

RIA
CRD#: 151046
CLIFTON PARK, NY
Past

February 18, 2009 - April 1, 2009

MCGINN, SMITH ADVISORS LLC

RIA
CRD#: 137827
ALBANY, NY
Past

September 18, 2008 - December 31, 2009

MCGINN, SMITH & CO., INC.

BD
CRD#: 8453
CLIFTON PARK, NY
Past

March 3, 2008 - March 17, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ALBANY, NY
Past

November 21, 2001 - February 29, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CLIFTON PARK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WPM WEALTH ADVISORS LLC
WCM WEALTH ADVISORS LLC | WPM WEALTH ADVISORS LLC

CRD#: 316722 / SEC#: 801-122458

RIA
Registered Investment Advisory firm - (10/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(10/12/2021)
IAR
Texas
(3/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/3/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2001
General Securities Representative Examination

Current Firm

WW
WPM WEALTH ADVISORS LLC
WCM WEALTH ADVISORS LLC | WPM WEALTH ADVISORS LLC

CRD#: 316722 / SEC#: 801-122458

RIA
Registered Investment Advisory firm - (10/7/2021 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
63 Putnam Street Suite 202, Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 369-5232
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- WPM WEALTH ADVISORS LLC (2/6/2026)

Regulatory assets under management

Total Number of Accounts353
AUM (Assets Under Management)$ 72,382,757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WPM WEALTH ADVISORS LLC

CRD#: 316722Saratoga Springs, NY 12866

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