John L. Pilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Loughran Pilson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2025 - April 9, 2025
LCG CAPITAL ADVISORS, LLC
May 27, 2022 - November 22, 2024
MSC - BD, LLC
June 4, 2012 - October 1, 2013
ATLANTIC - PACIFIC CAPITAL, INC.
October 19, 2007 - February 6, 2009
BARCLAYS CAPITAL INC.
June 13, 2005 - September 26, 2007
J.P. MORGAN SECURITIES LLC
June 30, 2004 - May 19, 2005
CIBC WORLD MARKETS CORP.
May 29, 2002 - July 6, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/27/2022
Investment Banking Registered Representative ExaminationCurrent Firm
LCG CAPITAL ADVISORS, LLC
CRD#: 129311 / SEC#: , 8-66213
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
